Your Wealth Your Way

Personalized consulting with an industry veteran to help evaluate and select the optimal advisor for your wealth

FIND THE RIGHT ADVISOR TO LIVE HOW YOU WANT

Find the right advisor

to live
how you want

Wealth management options come in many forms in today’s world. Families such as Gates or Zuckerberg hire a team dedicated exclusively to manage their interests, known as a Family Office.

For families that fall somewhere on the spectrum below this level of wealth, the goal remains the same as those working with a Family Office. Find an advisor that has a practice dedicated to families with a very similar, if not the same, situation as yours. This model allows the advisors to cover multiple families with the same level of sophistication, expertise, and care, but at a fraction of the cost of a dedicated Family Office.

Goose Rocks was created to help you find that advisor. We are confident this will have a significant impact on your life, freeing up your time and creating wealth so that you can live your life on your terms.

Our Process

Understand

A conversation via phone, text, or video to answer questions and get a better understanding of a previous or current situation and what services you might find most valuable within an advisor’s practice.

Educate

Education around industry trends and available options for your situation.

Recommend

Review of personalized recommendations of advisors with specialties we feel will match best with your families needs. Once final, personal introductions to your final choices. We take pride in this process as our success solely depends on yours.

  • 2021:
    Goose Rocks
  • 2010:
    Dynasty Financial
  • 2005:
    Pittsburgh Pirates
  • 2002:
    Morgan Stanley

Goose Rocks Wealth is Founded

Jason started Goose Rocks Wealth to share his experience and knowledge with individuals and families exploring the ever increasing number of wealth management options available in today’s world.

After spending the last 10 years in New York City, starting Goose Rocks Wealth also allowed him and his family to return to his home state of Maine. The name Goose Rocks comes from the name of a beach located in Kennebunkport that was a large inspiration behind his family’s decision to relocate and begin this next chapter.

Jason is a graduate of Bates College with a degree in Economics. He now resides in Kennebunkport along with his wife Jacquelyn and two daughters.

Jason Pinkham

President and Founder

Dynasty Financial Partners is Founded

Most recently, Jason was a partner and member of the founding team at Dynasty Financial Partners in New York City, a leading wealth management consulting firm and technology platform: serving over $40 Billion in client assets. There, he spent over ten years traveling the country coaching financial advisors on how to build their own practice, including consulting around investment process, technology selection, compliance best practices, cybersecurity, and many other areas. The process involved spending time with advisors, their support staff, and many of their clients to develop knowledge and understanding of the perspectives of all parties in order to improve the overall experience.

Jason Pinkham

President and Founder

Major League Baseball & Pittsburgh Pirates

Prior to starting Dynasty Financial Partners, Jason spent time working for Major League Baseball and the Pittsburgh Pirates Organization.

For Major League Baseball, Jason was the Director of Baseball Operations responsible for managing one of the premier winter league programs called the Arizona Fall League.

With Pittsburgh, Jason held various positions inside the organization primarily focused on player development and baseball operations while based in Bradenton, FL.

Jason Pinkham

President and Founder

Morgan Stanley

Jason began his career as a financial advisor at Morgan Stanley in Naples, Florida. He was ranked in the top 20% of advisors within his training program. During his time there, he worked with clients on issues related to financial planning, estate planning, stock plans, and alternative investments.

Jason Pinkham

President and Founder

Founder Story

Jason Pinkham

President and Founder

  • 2021:
    Goose Rocks
  • 2010:
    Dynasty Financial
  • 2005:
    Pittsburgh Pirates
  • 2002:
    Morgan Stanley

Goose Rocks Wealth is Founded

Jason started Goose Rocks Wealth to share his experience and knowledge with individuals and families exploring the ever increasing number of wealth management options available in today’s world.

After spending the last 10 years in New York City, starting Goose Rocks Wealth also allowed him and his family to return to his home state of Maine. The name Goose Rocks comes from the name of a beach located in Kennebunkport that was a large inspiration behind his family’s decision to relocate and begin this next chapter.

Jason is a graduate of Bates College with a degree in Economics. He now resides in Kennebunkport along with his wife Jacquelyn and two daughters.

Jason Pinkham

President and Founder

Dynasty Financial Partners is Founded

Most recently, Jason was a partner and member of the founding team at Dynasty Financial Partners in New York City, a leading wealth management consulting firm and technology platform: serving over $40 Billion in client assets. There, he spent over ten years traveling the country coaching financial advisors on how to build their own practice, including consulting around investment process, technology selection, compliance best practices, cybersecurity, and many other areas. The process involved spending time with advisors, their support staff, and many of their clients to develop knowledge and understanding of the perspectives of all parties in order to improve the overall experience.

Jason Pinkham

President and Founder

Major League Baseball & Pittsburgh Pirates

Prior to starting Dynasty Financial Partners, Jason spent time working for Major League Baseball and the Pittsburgh Pirates Organization.

For Major League Baseball, Jason was the Director of Baseball Operations responsible for managing one of the premier winter league programs called the Arizona Fall League.

With Pittsburgh, Jason held various positions inside the organization primarily focused on player development and baseball operations while based in Bradenton, FL.

Jason Pinkham

President and Founder

Morgan Stanley

Jason began his career as a financial advisor at Morgan Stanley in Naples, Florida. He was ranked in the top 20% of advisors within his training program. During his time there, he worked with clients on issues related to financial planning, estate planning, stock plans, and alternative investments.

Jason Pinkham

President and Founder

Hertiage International LLC.

Acquisition gives Accenture the leading position globally in Avaloq implementation and enhances its services to the private-banking and wealth-management sectors.

Dynamo Audio

Acquisition gives Accenture the leading position globally in Avaloq implementation and enhances its services to the private-banking and wealth-management sectors.

Passing Our Extensive Experience
On To You

No longer rely on your neighbor or accountant for selecting a financial advisor.
Spend your time where it matters most by leveraging our expertise and experience.

Assets Managed

$40B

Assets Managed by advisors our team has consulted to over the last decade

Years of Experience

14

Our team’s years of experience in the financial services space both as advisors and consultants to top advisors

Wealth Management Businesses Advised

75+

Launched over 75 wealth management businesses working with top advisors coming from well known advisor platforms including Goldman Sachs, JP Morgan, Morgan Stanley, Wells Fargo, Barclays, Credit Suisse, Merrill Lynch, and others.

National Reach

200+ Advisors in over 30+ States

Advisors our team has consulted with throughout the country. Many who are nationally recognized and ranked by notable publications including Barron’s, Forbes, and The Wall Street Journal

FAQs

Our business was founded to help clients reduce the time and uncertainty in their search for an advisor. Whether you are evaluating your current relationship or exploring hiring an advisor for the first time we offer our experience in order to save you time and help increase your knowledge level to make the best decision for you and your family.

Financial advisors spend a significant amount of time and money to meet with prospective clients and grow their business, which takes resources and attention away from their existing clients. Goose Rocks helps our network of advisors reduce the need for non-client activities, allowing them to focus further on servicing existing client relationships. Top advisor practices welcome this type of service and the revenue shared with Goose Rocks Wealth is typically below what they might otherwise spend to identify new potential clients.

Should you choose to work with an advisor recommended by Goose Rocks, then that advisor will compensate us directly from a portion of the advisory fee you pay to them. Advisors pay 10% of their fees to Goose Rocks Wealth as our compensation. It is important to note that the fee you pay to an advisor will be the same whether or not you work with Goose Rocks Wealth. We are compensated for the duration of your relationship with the advisor which aligns our interests to ensure we match you with an advisor that will be a good fit for the long term.

There is no cost to you in working with Goose Rocks Wealth. There is no obligation to work with an advisor we recommend or to proceed beyond any steps within our process. We are here to provide answers to questions to help identify an advisor that will deliver the greatest amount of value for you and your family. If you are able to gain enough insight through our first conversation and subsequently decide to select an advisor on your own, you will not be charged any fees.

There is absolutely no obligation to work with an advisor recommended by Goose Rocks Wealth.

Any information shared during our process is completely confidential. None of your personal information will be shared or sold other than with any advisors we recommend and you decide to meet.

All financial advisor practices go through a rigorous due diligence process before Goose Rocks will recommend them to any potential clients. We consider multiple objective data points, including advisor to client ratio, fee competitiveness, services offered, and types of clients served. Perhaps equally important, Jason has worked closely with all advisor firms in the Goose Rocks network, which has enabled him to assess firsthand their ability to work through challenging situations, ability to interact clearly with clients, and their level of professionalism. In addition, given you may never physically visit the office of an advisor you select, we visit each office, Covid-19 permitting, as part of our due diligence process. This allows us to visit with their full staff to see how they work as a team and take a deeper dive into the following areas of their practice:
1. Investment Process
2. Technology
3. Compliance Practices
4. Internal Communication
5. Customer Complaints or Regulatory History

Any advisor we choose to work with will have a specialty within their practice that differentiates them in the marketplace. In today’s world, clients are no longer limited to work with advisors in their immediate geography. They can now find the best suited advisor for their unique interests and needs unrestricted by location. Some examples of these specialties include:
1. Company Founders (Startups)
2. Private Company Stock
3. Executive Compensation
4. Divorce
5. Athletes & Sports Executives
6. Pharmaceutical Executives
7. Attorneys
8. Medical Practitioners

We manage a small number of family and friend accounts primarily to stay up to date on all technologies and solutions evolving in an incredibly fluid space for the benefit of clients like you.

Talk To Us.

                                                                                Let’s Discuss Your Needs

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Goose Rocks Wealth, LLC (“Goose Rocks”) is a Registered Investment Advisor (“RIA”) with the State of Maine. Goose Rocks provides investment advisory and related services to clients. Goose Rocks will notice file and/or register in such jurisdictions as required by various state regulators. Goose Rocks renders individualized responses only after complying with regulatory requirements or pursuant to an applicable state exemption or exclusion.

This web site is intended to provide general information about Goose Rocks and its team. It is not intended to offer investment advice or to recommend the purchase or sale of any investment product. Information is provided to learn about our advisory services and our people as well as to contact us for further information. Market data, articles and other content on this web site are based on generally available information and are believed to be reliable. Goose Rocks does not guarantee the accuracy of the information contained on this web site. The information is of a general nature and should not be construed as investment advice.

Goose Rocks will provide all prospective clients with a copy of our current Form ADV Part 2A (“Disclosure Brochure”), Privacy Policy and the Brochure Supplement for each advisory person supporting a particular client. You may contact us to request a copy of these disclosures at any time.

Goose Rocks Wealth, LLC has adopted this privacy policy with recognition that protecting the privacy and security of the personal information we obtain about our customers is an important responsibility. We also know that you expect us to service you in an accurate and efficient manner. To do so, we must collect and maintain certain personal information about you. We want you to know what information we collect and how we use and safeguard that information.

Information We Collect: We collect certain nonpublic information about you (“Customer Information”). The essential purpose for collecting Customer Information is to allow us to provide advisory services to you. Customer Information we collect may include:

• Information that you provide on applications or other forms. This Customer Information may include personal and household information such as income, spending habits, investment objectives, financial goals, statements of account, and other records concerning your financial condition and assets, together with information concerning employee benefits and retirement plan interests, wills, trusts, mortgages and tax returns.
• Identifying information such as your name, age, address, social security number, etc.
• Information about your transactions with us, or others (e.g., broker-dealers, clearing firms, or other chosen investment sponsors).
• Information we receive from consumer reporting agencies (e.g., credit bureaus), as well as other various materials we may use to provide an appropriate recommendation or to fill a service request.

Security of Your Information: We restrict access to your nonpublic personal information to those employees who need to know that information to service your account. We maintain physical, electronic and procedural safeguards that comply with applicable federal or state standards to protect your nonpublic personal information.

Information We Disclose: We do not disclose the nonpublic personal information we collect about our customers to anyone except:

(i) in furtherance of our business relationship with them and then only to those persons necessary to effect the transactions and provide the authorized services (such as broker-dealers, custodians, independent managers etc.);

(ii) to persons assessing our compliance with industry standards (e.g., professional licensing authorities, consultants, etc.);

(iii) our attorneys, accountants, and auditors; or

(iv) as otherwise provided by law. We are permitted by law to disclose the nonpublic personal information about you to governmental agencies and other third parties in certain circumstances (such as third parties that perform administrative or marketing services on our behalf or for joint marketing programs). These third parties are prohibited to use or share the information for any other purpose.

Former Clients: If you decide to close your account(s) or become an inactive customer, we will adhere to our privacy policies, which may be amended from time to time.

Changes to Our Privacy Policy: In the event there were to be a material change to our privacy policy regarding how we use your confidential information, we will provide written notice to you. Where applicable, you would be given an opportunity to limit or opt-out of such disclosure arrangements.

Questions: If you have questions about this privacy notice or about the privacy of your customer information call our main number 207-319-4783 and ask to speak to the Chief Compliance Officer.

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